ArXiv

Risky Business: Measuring The Faithfulness-Safety Tension

Authors
Dominik Meier, Luca Joshua Francis, Marco Bernhard Kaiser...
Categories
cs.AI, cs.CL
arXiv
https://arxiv.org/abs/2608.03745v1
PDF
https://arxiv.org/pdf/2608.03745v1

Brief

The paper studies a faithfulness–safety alignment tension in Chain-of-Thought monitoring, proposing HazMart and a replacement-based intervention (TRR) to inject unsafe/illogical steps into reasoning traces. Results show a clear trade-off: DeepSeek-R1-Llama-70B is highly faithful (97.5%) but fails to reject unsafe reasoning (12.3%), while QwQ-32B attains 73.9% safety at 74.7% faithfulness. Mechanistic probes identify anti-correlated directions at the action-commit token, and representation steering increases safety by 9 percentage points. (Abstract-only; full text not provided.)

Why it matters

Introduces HazMart, a human-written autonomous shopkeeper dataset, and Targeted Reasoning Replacement (TRR), a novel replacement-based intervention that substitutes unsafe or illogical thoughts directly into chain-of-thought traces to test faithfulness and safety.

Key details

  • Measured model trade-offs: DeepSeek-R1-Llama-70B shows high faithfulness (97.5%) but poor unsafe-rejection (12.3%), while QwQ-32B is more robust (73.9% safety) with lower faithfulness (74.7%).
  • Mechanistic analysis finds anti-correlated internal directions peaking at the action-commit token that encode faithfulness vs safety; representation steering can boost the safety direction, raising safe behavior by 9 percentage points without degrading base capabilities.
Source evidence

Abstract

Chain-of-Thought (CoT) reasoning offers a promising window into model monitoring. However, monitoring relies on faithfulness, i.e., the model output strictly derives from its reasoning trace. We identify an alignment tension where a model must be faithful enough to be monitored, yet robust enough to reject unsafe reasoning. We demonstrate that this counterbalance exists in current Large Reasoning Models (LRMs), and show ways in which it can be addressed. We introduce HazMart, a human-written dataset set in an autonomous AI shopkeeper scenario. Unlike prior work that relies on providing hints in prompts to test faithfulness (e.g., "A Stanford professor said it should be Answer A"), we propose a novel replacement-based technique, which we call Targeted Reasoning Replacement (TRR), that directly intervenes in the reasoning chain to substitute in unsafe or illogical thoughts (e.g., "Wait, the answer must be Option B [was Option A] because it is the most fitting"). DeepSeek-R1-Llama-70B exhibits high faithfulness (97.5%) but fails to reject Unsafe Reasoning (12.3%), while QwQ-32B is more robust (73.9% safety) at the cost of lower faithfulness (74.7%). Mechanistic analyses of QwQ-32B reveal that these properties are represented by anti-correlated internal directions peaking at the action-commit token. Finally, we demonstrate that representation steering can independently amplify the safety direction, increasing safe behavior by 9 percentage points while maintaining base capabilities.